Compliance Support Officer

Location: Leeds, West Yorkshire
Job Type: Permanent
Salary: Up to £28000.00 per annum
Contact: Elly Clow
Call: Elly
Reference: BBBH1254_1582560860
gap professional is committed to the selection, recruitment and development of the best people, basing judgments solely on suitability for the job. By applying for the above position and providing your personal data to us you understand that your data will be processed in line with our Privacy Policy. Whilst we endeavour to respond to all applications individually, due to high volumes, this is not always possible. Thank you for your interest in this role and we look forward to working with you in the future.

gap professional are operating as an employment agency on behalf of its client.

Perm

Leeds, Monday - Friday, office hours, £28,000

gap professional are recruiting on behalf of their well established, prestigious legal client in Leeds, for an experienced Compliance Support Officer.

Key Responsibilities:

  • Updating and reviewing policies.
  • Ensuring all policy records are maintained.
  • Conduct risk assessments.
  • Identify and score potential risks.
  • Implement Risk Management Framework.
  • Working along side the Call Quality Team to identify trends.
  • Reviewing responses to complaints.
  • Identify the root cause of complaints and provide reports on this information.
  • Track and review remedial actions.
  • Responding to existing and prospective client due diligence.
  • Prepare Compliance Updates for the whole Business.
  • Attend Compliance related meetings and act as a key contact for Compliance related issues.

Experience, attributes & skills sought:

  • Minimum of 3 years experience in a Compliance role.
  • Experience in working within the Financial Industry Service.
  • Qualification in English.
  • Experience in root cause analysis.
  • Experience in working along side senior management

Closing date is 24/03/2020

To Apply please follow the application process for the site this job is advertised on or email your CV to zoe.graham@gap-professional.com. By applying for the above position and providing your personal data to us you understand that your data will be processed in line with our Privacy Policy. To view our full Privacy Policy please visit our website.

gap professional are committed to the selection, recruitment and development of the best people, basing judgements solely on suitability for the job. Whilst we endeavour to respond to all applications individually, due to high volumes, this is not always possible. Thank you for your interest in this role and we look forward to working with you in the future